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D-9.2 - Act respecting the distribution of financial products and services
Section 228.2
Disposition versions
228.2. (Repealed).
228.2. The Authority may deny the benefit of an exemption under a regulation whenever it considers it necessary to do so to protect investors.
In particular, it may deny the benefit of an exemption to any person who has
(1) made improper use of such an exemption;
(2) contravened this Act or the regulations; or
(3) contravened any other securities provision.
